Tag Archives: Financial Conduct Authority

UK Investment Consultants and Fiduciary Management Services Under Investigation

The UK competition regulator, the Competition and Markets Authority (CMA), will be conducting in-depth investigations of investment consultancy and fiduciary management services after the Financial Conduct Authority (FCA) initiated an investigation.  The CMA has a wide range of powers enabling them to investigate and impose remedies.  Industry participants should expect requests from the CMA to … Continue Reading

FCA to take on competition objective

This post was written by Marjorie C. Holmes and Brett Hillis. There is a financial Services Bill currently going through Parliament, which introduces a competition objective for the new Financial Conduct Authority (FCA) to implement as part of its general duties: The matters to which the FCA may have regard in considering the effectiveness of … Continue Reading