Tag Archives: Securities and Futures Commission (SFC)

8 key considerations when handing data privacy risks in Asia-Pacific corporate investigations

Investigations can be fraught with a range of data privacy issues; addressing these issues quickly is critical if there is a possibility of implicated individuals tampering with electronic evidence, and companies can expect serious ramifications if data protection and privacy laws are found to have been breached. In our latest client alert, we provide an … Continue Reading

E&Y “State Secrets” Case Kicks Off in Hong Kong – But a Long Way to Go

Evidence kicked off last week in the highly anticipated case brought by Hong Kong’s Securities and Futures Commission (“SFC”) against Ernst & Young Hong Kong (“E&Y”) over its failure to adequately respond to statutory requests for information in relation to an SFC investigation of the failed 2009 IPO of Chinese waste management company, Standard Water … Continue Reading

Lost in Translation: Chinese Spring Ducks Beware the SFC!

Defining “insider trading” is already difficult enough, especially across different jurisdictions where elements and defenses can vary ever so slightly, and yet can result in very big differences. But try translating the term to your Chinese-speaking client. The most commonly used translation for insider trading is “內幕交易” (nèimùjiāoyì) – which literally means “trading behind the … Continue Reading
LexBlog